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Nathaniel Prentice - Fishkill, NY
Nathaniel Prentice, CFA
OMEGA Portfolio Management
Financial Advisor
Private Client Division
300 Westage Business Center
Suite 310
Fishkill, NY 12524
Tel:  (845) 897-8100
Toll Free:  (800) 682-1739
Fax:  (845) 897-8120


Nathaniel Prentice is licensed in the following state(s)*:
CA, CO, CT, FL, MA, MD, ME, MI, NC, NH, NJ, NM, NY, OR, PA, TX, VA

Over his 40 year career in financial services, Nat has developed a broad understanding of the capital markets and draws on this experience to provide a comprehensive investment advisory service to a limited number of clients. He collaborates with Oppenheimer & Co. Inc.’s professionals to recommend portfolio and wealth management strategies. Nat’s flexible, adaptive investment style emphasizes tailoring portfolios to individual investors’ risk tolerance and need for return.

He joined Oppenheimer & Co. Inc. in 2008. Previously, he worked for a series of historic companies on Wall Street, including JP Morgan & Co., Deutsche Bank/Alex Brown & Sons, UBS Financial Services/PaineWebber and the M&T Bank. He earned his B.A. degree from Trinity College in Hartford, completed the Securities Industry Institute/Wharton Graduate School of Business Program, and holds the Chartered Financial Analyst (CFA) designation from the CFA Institute. He also holds the General Securities Representatives License (Series 7), the Uniform Securities Agent State Law Examination (Series 63) and the Registered Investment Advisor Examination (Series 65). He is licensed as an agent for life, accident and health insurance in New York State.

Nat resides in Garrison with his wife and has three grown children.



Report as of 01/07/2010

 

Oppenheimer Products & Services
• 401(k) Plans • Exchange Traded Funds
• Discretionary Portfolio Management • Financial Planning Services
• Equity and Fixed Income Strategies • Retirement Planning Services
• Equity Research • Trust Services2
• Estate and Succession Planning Strategies • Wealth Management Services

If you select any one or more of the advisory services (i.e., Planning Services) offered by Oppenheimer & Co. Inc. or its affiliate Oppenheimer Asset Management Inc., we will be acting in an advisory capacity If you ask us to effect securities transactions for you, we will be acting as a broker-dealer. Please see the Oppenheimer & Co. Inc. website, www.opco.com, or call the branch manager of the office that services your account for further information regarding the differences between brokerage and advisory products and services.

Oppenheimer Asset Management Inc. (OAM) and the Oppenheimer Trust Company are wholly owned subsidiaries of Oppenheimer Holdings Inc., which also wholly owns Oppenheimer & Co. Inc. (Oppenheimer), a registered broker/dealer and investment adviser. Securities are offered through Oppenheimer.

Neither Oppenheimer, OAM nor the Trust Company provide legal or tax advice. However, the professionals of Oppenheimer, OAM and the Trust Company along with Oppenheimer Financial Advisors will work with clients, their attorneys and their tax professionals to help ensure all of their needs are met and properly executed.

Moreover, certain services mentioned herein can be provided by third parties not affiliated with Oppenheimer. Please note that Oppenheimer may receive fees, commission or other forms of consideration as a result of agreements or arrangements entered into between Oppenheimer and such third parties.
*This site and the information contained herein is intended for persons residing in the states listed above and should not be considered a solicitation to buy or an offer to sell any securities or financial products in any other jurisdiction.

1 Alternative investments, such as Hedge Equity and Fund of Funds, are made available only to qualified investors and involve varying degrees of risk.
2 Trust Services are provided by Oppenheimer Trust Company.
3 Consulting services are provided by the Consulting Group at Oppenheimer Asset Management Inc. (OAM).

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